Who Owns JAPAN SMALLER CAPITALIZATION (JOF)? -- Institutional Holders (2026-06-30)

65 institutions reported holding $242.6M of JAPAN SMALLER CAPITALIZATION (JOF) in SEC 13F filings for 2026-06-30. Largest institutional holders: Allspring Global Investments Holdings, LLC ($52.8M), CITY OF LONDON INVESTMENT MANAGEMENT CO LTD ($45.9M), LAZARD ASSET MANAGEMENT LLC ($41.9M), 1607 Capital Partners, LLC ($32.1M), Saba Capital Management, L.P. ($23.0M). Source: SEC Form 13F.

Rank	Institution	Value	Shares	Change
1	Allspring Global Investments Holdings, LLC	$52.8M	4.5M	Trimmed
2	CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	$45.9M	3.9M	Added
3	LAZARD ASSET MANAGEMENT LLC	$41.9M	3.6M	Added
4	1607 Capital Partners, LLC	$32.1M	2.7M	Trimmed
5	Saba Capital Management, L.P.	$23.0M	1.9M	Added
6	BANK OF AMERICA CORP /DE/	$5.2M	443,293	Hold
7	Karpus Management, Inc.	$4.9M	417,754	Trimmed
8	Almitas Capital LLC	$4.6M	386,375	Trimmed
9	MORGAN STANLEY	$3.4M	289,647	Trimmed
10	Pekin Hardy Strauss, Inc.	$3.3M	281,705	Added
11	Mraz, Amerine & Associates, Inc.	$2.4M	202,362	Added
12	Bulldog Investors, LLP	$2.2M	187,557	Added
13	FLAGSHIP HARBOR ADVISORS, LLC	$1.9M	162,571	New
14	LPL Financial LLC	$1.8M	150,688	Added
15	Altium Capital Management LP	$1.8M	150,412	Hold
16	RAFFLES ASSOCIATES LP	$1.3M	110,967	Hold
17	RAYMOND JAMES FINANCIAL INC	$1.3M	106,861	Added
18	CIBC WORLD MARKET INC.	$1.2M	105,444	Added
19	Hara Capital LLC	$1.2M	98,764	Trimmed
20	Shaker Financial Services, LLC	$1.1M	93,079	Added
21	Verition Fund Management LLC	$936,958	79,538	Trimmed
22	CSS LLC/IL	$809,039	68,679	Added
23	Baird Financial Group, Inc.	$747,123	63,423	Hold
24	BARD ASSOCIATES INC	$686,645	58,289	Added
25	Barry Investment Advisors, LLC	$677,473	57,510	Trimmed

Source: SEC Form 13F filings · as of 2026-06-30